Clarisse Roquemore

Securities Analyst

Austin, 78727, United States


Compliance Assurance

Research and Reporting


Financial Analysis


A young professional with a proven record of accomplishment in a technical milieu of finance, regulatory environments, and technology; increasing efficiency, productivity and ultimately profitability in all positions held. A driven, honest and reliable team player with an appetite to learn, grow and flourish in a fast-paced environment.


University of Texas at Dallas

Political Science, Accounting , Political Science, Accounting

May 2007 - May 2007


Securities Analyst

Employee Incentive Plans (Securities America, Inc.) , Austin

June 2010 - January 2012

•Ensured compliance with GAAP, federal and state regulations, and broker/dealer policies and procedures. •Performed research on securities and insurance products (i.e. annuities) in order to: make recommendations to clients; generally monitor performance of securities in individual and corporate portfolios; •Organized data and created financial models, and reports. •Collected and prepared material in response to requests for information and reports. •Ensure the proper administration of technical instructions and legal documents (i.e. implementing Instruments of Disclaimer).

Bill Analyst

Texas Legislative Council , Austin

December 2008 - June 2009

•Draft bill analyses, senate and house amendment analyses, and conference committee report side-by-side analyses. •Perform and present legislative research for the Texas House Ways & Means Committee

Financial Analysis
Presentation and Documentation of Complex Financial Data
TechShare Program Manager

Texas Conference of Urban Counties , Austin

June 2007 - December 2008

•Support the development and implementation of jail and court case management systems by providing contract management, maintaining the program ledger—includes monitoring all Accounts Receivable/Payable, and briefing County CIOs and other important stakeholders on enterprise developments and modifications •Administer and oversee events and formal business meetings related to various TechShare projects—includes drafting and proliferating RFP materials, formal agendas, meeting minutes, resolutions, and briefing documents

Software QA
Procurement Management
Assistant to Director of Policy & Budget

Texas House of Representatives: Office of the Speaker , Austin

January 2007 - June 2007

•Assisted Don Green, Director of Policy & Budget in the Office of the Speaker of the Texas House of Representatives, in compiling member, public, and corporate requests in the creation of an appropriations overview for the House Speaker; this document served as a quick preliminary audit for the Speaker on those items that may have a significant fiscal impact as the session progressed. •Assisted Speaker staff in assembling policy workgroups and luncheons. •Assisted committee members and chief clerk by recording and managing witnesses in committee hearings as well as creating and posting formal committee agendas, minutes, and policy briefings. •Prepared briefings on Legislative Budget Board data and formal bill analyses—particularly the BA for HB 2807, the TYC Omnibus Bill.

Financial Analysis
Presentation and Documentation of Complex Financial Data

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